Third-Party ICT Risk Management

Articles 28–44 · 17 controls

Control ID Article Description EUR-Lex
DORA-Art28-P3 Art. 28(3) Financial entities shall, at entity level, and on a sub-consolidated and consolidated basis, maintain and update a regis… Art. 28
DORA-Art29-P1 Art. 29(1) Financial entities shall carry out a preliminary assessment of ICT concentration risk at entity level before entering in… Art. 29
DORA-Art30-P1 Art. 30(1) Contractual arrangements on the use of ICT services shall include at least the following elements: a clear and complete … Art. 30
DORA-Art31-P1 Art. 31(1) Financial entities shall assess the concentration risk arising from the use of ICT services provided by ICT third-party … Art. 31
DORA-Art32-P1 Art. 32(1) The ESAs shall, through the Joint Committee, develop common draft regulatory technical standards to further specify the … Art. 32
DORA-Art33-P1 Art. 33(1) The Lead Overseer shall assess whether each critical ICT third-party service provider has in place comprehensive, sound … Art. 33
DORA-Art34-P1 Art. 34(1) The Lead Overseer shall, on the basis of the assessment referred to in Article 33, adopt a clear, detailed and reasoned … Art. 34
DORA-Art35-P1 Art. 35(1) For the purpose of carrying out the duties laid down in this Section, the Lead Overseer shall have the powers to request… Art. 35
DORA-Art36-P1 Art. 36(1) The Lead Overseer may conduct general investigations of critical ICT third-party service providers, including examining … Art. 36
DORA-Art37-P1 Art. 37(1) For the purpose of carrying out its duties under this Regulation, the Lead Overseer shall have the power to conduct on-s… Art. 37
DORA-Art38-P1 Art. 38(1) The Lead Overseer shall, on the basis of all oversight activities conducted, adopt recommendations to be addressed to th… Art. 38
DORA-Art39-P1 Art. 39(1) Where a critical ICT third-party service provider does not comply with the recommendations addressed to it, the Lead Ove… Art. 39
DORA-Art40-P1 Art. 40(1) The Lead Overseer shall exercise its powers in close consultation with the Joint Oversight Network and shall report regu… Art. 40
DORA-Art41-P1 Art. 41(1) The competent authorities shall, in a timely manner, provide the Lead Overseer with any information relevant for the pur… Art. 41
DORA-Art42-P1 Art. 42(1) The ESAs shall, through the Joint Committee, establish an Oversight Forum to support the work of the Lead Overseers and … Art. 42
DORA-Art43-P1 Art. 43(1) The competent authorities shall duly take into account the oversight activities carried out by the Lead Overseer when as… Art. 43
DORA-Art44-P1 Art. 44(1) Financial entities shall have in place exit strategies for ICT services provided by ICT third-party service providers, t… Art. 44